Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 10 Oct 2024)
    • [FCA CF] Client dealing (since 9 Oct 2024)
    • CF1 Director (AR) (since 20 Sep 2024)
    • CF30 Customer (since 20 Sep 2024)
    • [FCA CF] Functions requiring qualifications (9 Oct 2024 to 10 Oct 2024)
    • Employed By (since 20 Sep 2024)
  • SABLE PRIVATE WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 222501

    • [FCA CF] Functions requiring qualifications (16 Jan 2023 to 30 Sep 2024)
    • [FCA CF] Client dealing (16 Jan 2023 to 30 Sep 2024)
  • Bespoke Independent Financial Advisers Limited (no longer approved here)

    FRN 610625

    • [FCA CF] Client dealing (18 Oct 2021 to 31 Dec 2022)
    • [FCA CF] Functions requiring qualifications (18 Oct 2021 to 31 Dec 2022)

Recent activity

Updates to this individual's record on the FCA register.

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