SABLE PRIVATE WEALTH MANAGEMENT LIMITED

• Principal Place of Business

  Sable International

  18 St. Swithin's Lane

  London

  City Of London

  EC4N 8AD

  UNITED KINGDOM

  Phone

  +4402077597519

  Web

  https://www.sableinternational.com

• Complaints Contact

  Sable International

  18 St. Swithin's Lane

  London

  City Of London

  EC4N 8AD

  UNITED KINGDOM

  Phone

  +4402077597519

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Agnieszka Hejmrot

  IRN AXH02625

  • CF30 Customer (1 May 2015 to 28 Feb 2017)
• Alan David MacArthur

  IRN ADM01157

  • CF21 Investment Adviser (4 Jul 2003 to 8 Oct 2003)
  • CF1 Director (4 Jul 2003 to 8 Oct 2003)
• Amelia Prodan

  IRN AXP02382

  • CF30 Customer (1 May 2015 to 28 Feb 2017)
• Andrew John Frank

  IRN AJF01140

  • CF2 Non Executive Director (11 Apr 2011 to 1 Dec 2012)
  • Responsible for Insurance Mediation (2 Jul 2010 to 18 Feb 2011)
  • CF30 Customer (1 Nov 2007 to 18 Feb 2011)
  • CF1 Director (AR) (25 Sep 2006 to 18 Feb 2011)
  • CF21 Investment Adviser (1 Oct 2003 to 31 Oct 2007)
  • CF10 Compliance Oversight (4 Jul 2003 to 18 Feb 2011)
  • CF1 Director (4 Jul 2003 to 7 Apr 2011)
  • CF11 Money Laundering Reporting (4 Jul 2003 to 18 Feb 2011)
  • CF22 Investment Adviser (Trainee) (4 Jul 2003 to 1 Oct 2003)
• Ashley Martin Deakin

  IRN AMD01121

  • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2021)
  • Responsibility for MCD Intermediation (6 Jul 2016 to 25 Jul 2017)
  • CF11 Money Laundering Reporting (25 Oct 2013 to 25 Jul 2017)
  • CF10 Compliance Oversight (25 Oct 2013 to 25 Jul 2017)
  • CF1 Director (4 Mar 2011 to 8 Dec 2019)
  • CF2 Non Executive Director (8 Dec 2009 to 3 Mar 2011)
• Bill Monty

  IRN BXM01857

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 May 2015 to 8 Dec 2019)
• Charles Mcallister

  IRN CXM01802

  • CF30 Customer (1 Nov 2007 to 1 Oct 2008)
  • CF22 Investment Adviser (Trainee) (24 May 2007 to 31 Oct 2007)
• Claudia Moreira Mendes

  IRN CXM00572

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Oct 2021)
  • [FCA CF] Client dealing (since 1 Oct 2021)
• Daniel Pretorius

  IRN DXP02309

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Jul 2017 to 8 Dec 2019)
• Douglas Roland Turvey

  IRN DRT01052

  • CF30 Customer (1 Nov 2007 to 6 Nov 2009)
  • CF22 Investment Adviser (Trainee) (1 Jun 2005 to 31 Oct 2007)

• Sable Property (no longer appointed)

  FRN 457213 · Appointed 14 Sep 2006 · Until 14 May 2018

No changes recorded yet.