SABLE PRIVATE WEALTH MANAGEMENT LIMITED

• Principal Place of Business

  Sable International

  18 St. Swithin's Lane

  London

  City Of London

  EC4N 8AD

  UNITED KINGDOM

  Phone

  +4402077597519

  Web

  https://www.sableinternational.com

• Complaints Contact

  Sable International

  18 St. Swithin's Lane

  London

  City Of London

  EC4N 8AD

  UNITED KINGDOM

  Phone

  +4402077597519

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Duncan Butler-Wheelhouse

  IRN DXB00561

  • [FCA CF] Client dealing (16 Jan 2023 to 30 Sep 2024)
  • [FCA CF] Functions requiring qualifications (16 Jan 2023 to 30 Sep 2024)
• Gary Wayne Clayton

  IRN GWC01052

  • CF1 Director (9 Mar 2011 to 1 Oct 2013)
  • Responsible for Insurance Mediation (9 Mar 2011 to 1 Jul 2014)
  • CF11 Money Laundering Reporting (25 Feb 2011 to 1 Oct 2013)
  • CF10 Compliance Oversight (25 Feb 2011 to 1 Oct 2013)
  • CF30 Customer (1 Nov 2007 to 1 Jul 2014)
  • CF22 Investment Adviser (Trainee) (10 Jan 2007 to 31 Oct 2007)
• Ian Henning

  IRN IXH01316

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 19 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (17 Jun 2013 to 8 Dec 2019)
• James Christopher Barnett

  IRN JXB03272

  • SMF3 Executive Director (since 1 Feb 2024)
• Julian Adshade

  IRN JXA00406

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 8 Jun 2022)
  • [FCA CF] Client dealing (since 8 Jun 2022)
• Justin Llewellyn Lloyd

  IRN JLL01047

  • CF30 Customer (1 Nov 2007 to 31 Aug 2010)
  • CF22 Investment Adviser (Trainee) (1 Apr 2007 to 31 Oct 2007)
• Lauren Tracy Meeser

  IRN LXM00344

  • SMF16 Compliance Oversight (since 29 Jan 2024)
  • Responsible for Insurance Distribution (since 29 Jan 2024)
  • [FCA CF] Significant management (since 1 Oct 2021)
• Luke James White

  IRN LJW01085

  • CF30 Customer (21 Apr 2008 to 1 May 2013)
• Malcolm John Girling

  IRN MJG01243

  • CF2 Non Executive Director (6 Jul 2010 to 11 Feb 2011)
  • CF30 Customer (1 Nov 2007 to 6 Jul 2010)
  • CF1 Director (AR) (25 Sep 2006 to 11 Feb 2011)
  • Responsible for Insurance Mediation (14 Jan 2005 to 2 Jul 2010)
  • CF21 Investment Adviser (1 Oct 2003 to 31 Oct 2007)
  • CF1 Director (4 Jul 2003 to 6 Jul 2010)
  • CF22 Investment Adviser (Trainee) (4 Jul 2003 to 1 Oct 2003)
  • CF8 Apportionment and Oversight (4 Jul 2003 to 31 Oct 2007)
• Mark Brett

  IRN MXB03121

  • CF30 Customer (29 May 2013 to 1 Jul 2014)

• Sable Property (no longer appointed)

  FRN 457213 · Appointed 14 Sep 2006 · Until 14 May 2018

No changes recorded yet.