SABLE PRIVATE WEALTH MANAGEMENT LIMITED

• Principal Place of Business

  Sable International

  18 St. Swithin's Lane

  London

  City Of London

  EC4N 8AD

  UNITED KINGDOM

  Phone

  +4402077597519

  Web

  https://www.sableinternational.com

• Complaints Contact

  Sable International

  18 St. Swithin's Lane

  London

  City Of London

  EC4N 8AD

  UNITED KINGDOM

  Phone

  +4402077597519

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michael Charles Abbott

  IRN MCA01053

  • SMF3 Executive Director (9 Dec 2019 to 1 Jan 2024)
  • SMF16 Compliance Oversight (9 Dec 2019 to 1 Jan 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jan 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2023)
  • Responsible for Insurance Distribution (1 Oct 2018 to 1 Jan 2024)
  • Responsibility for MCD Intermediation (29 Sep 2017 to 1 Jan 2024)
  • Responsible for Insurance Mediation (29 Sep 2017 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (25 Jul 2017 to 8 Dec 2019)
  • CF1 Director (25 Jul 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (25 Jul 2017 to 8 Dec 2019)
  • CF30 Customer (28 Jul 2010 to 8 Dec 2019)
  • CF1 Director (AR) (25 Oct 2006 to 2 May 2013)
• Neil Charles Daniel Lennon

  IRN NCL01028

  • CF30 Customer (1 Nov 2007 to 30 Sep 2009)
  • CF22 Investment Adviser (Trainee) (24 May 2007 to 31 Oct 2007)
• Reg Lewis Bamford

  IRN RLB00044

  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • CF2 Non Executive Director (8 Dec 2009 to 8 Dec 2019)
  • CF1 Director (30 Nov 2006 to 8 Dec 2009)
• Scott James Brown

  IRN SXB01610

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Feb 2024)

• Sable Property (no longer appointed)

  FRN 457213 · Appointed 14 Sep 2006 · Until 14 May 2018

No changes recorded yet.