Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 31 Oct 2025)
    • [FCA CF] Functions requiring qualifications (since 31 Oct 2025)
    • SMF16 Compliance Oversight (since 23 Oct 2025)
    • Responsible for Insurance Distribution (since 23 Oct 2025)
    • SMF3 Executive Director (since 23 Oct 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Oct 2025)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • Appointed representative dealing with clients for which they require qualification (28 Feb 2024 to 21 Oct 2025)
    • [FCA CF] Client dealing (28 Feb 2024 to 21 Oct 2025)
    • CF30 Customer (10 Feb 2024 to 21 Oct 2025)
    • CF1 Director (AR) (10 Feb 2024 to 21 Oct 2025)
  • Silverhall Wealth Limited (no longer approved here)

    FRN 1009337

    • (1)Employed By (10 Feb 2024 to 21 Oct 2025)
  • SABLE PRIVATE WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 222501

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Jan 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jan 2024)
    • SMF3 Executive Director (9 Dec 2019 to 1 Jan 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Jan 2024)
    • Responsible for Insurance Mediation (29 Sep 2017 to 30 Sep 2018)
    • Responsibility for MCD Intermediation (29 Sep 2017 to 1 Jan 2024)
    • CF10 Compliance Oversight (25 Jul 2017 to 8 Dec 2019)
    • CF1 Director (25 Jul 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (25 Jul 2017 to 8 Dec 2019)
    • CF30 Customer (28 Jul 2010 to 8 Dec 2019)
    • CF1 Director (AR) (25 Oct 2006 to 2 May 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.