Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Silverhall Wealth Limited
FRN 1032712
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 31 Oct 2025)
- [FCA CF] Functions requiring qualifications (since 31 Oct 2025)
- SMF16 Compliance Oversight (since 23 Oct 2025)
- Responsible for Insurance Distribution (since 23 Oct 2025)
- SMF3 Executive Director (since 23 Oct 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Oct 2025)
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- Appointed representative dealing with clients for which they require qualification (28 Feb 2024 to 21 Oct 2025)
- [FCA CF] Client dealing (28 Feb 2024 to 21 Oct 2025)
- CF30 Customer (10 Feb 2024 to 21 Oct 2025)
- CF1 Director (AR) (10 Feb 2024 to 21 Oct 2025)
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- (1)Employed By (10 Feb 2024 to 21 Oct 2025)
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- [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2023)
- SMF16 Compliance Oversight (9 Dec 2019 to 1 Jan 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jan 2024)
- SMF3 Executive Director (9 Dec 2019 to 1 Jan 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2023)
- Responsible for Insurance Distribution (1 Oct 2018 to 1 Jan 2024)
- Responsible for Insurance Mediation (29 Sep 2017 to 30 Sep 2018)
- Responsibility for MCD Intermediation (29 Sep 2017 to 1 Jan 2024)
- CF10 Compliance Oversight (25 Jul 2017 to 8 Dec 2019)
- CF1 Director (25 Jul 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (25 Jul 2017 to 8 Dec 2019)
- CF30 Customer (28 Jul 2010 to 8 Dec 2019)
- CF1 Director (AR) (25 Oct 2006 to 2 May 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.