Gary Wayne Clayton

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Credo Capital Limited

    FRN 192204

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 25 Jun 2025)
    • [FCA CF] Functions requiring qualifications (since 25 Jun 2025)
  • Global WealthMAP Ltd (no longer approved here)

    FRN 827170

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Jun 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Nov 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Nov 2024)
    • SMF3 Executive Director (9 Dec 2019 to 7 Jun 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 6 Jun 2025)
    • Responsible for Insurance Distribution (19 Sep 2019 to 5 Nov 2024)
    • CF1 Director (19 Sep 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (19 Sep 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (19 Sep 2019 to 8 Dec 2019)
    • CF30 Customer (19 Sep 2019 to 7 Jun 2025)
  • James McKenzie Financial Planning Ltd (no longer approved here)

    FRN 802432

    • (4)Employed By (29 Oct 2019 to 7 Jun 2025)
  • SABLE PRIVATE WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 222501

    • Responsible for Insurance Mediation (9 Mar 2011 to 1 Jul 2014)
    • CF1 Director (9 Mar 2011 to 1 Oct 2013)
    • CF10 Compliance Oversight (25 Feb 2011 to 1 Oct 2013)
    • CF11 Money Laundering Reporting (25 Feb 2011 to 1 Oct 2013)
    • CF30 Customer (1 Nov 2007 to 1 Jul 2014)
    • CF22 Investment Adviser (Trainee) (10 Jan 2007 to 31 Oct 2007)

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Updates to this individual's record on the FCA register.

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