Andrew John Frank

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SABLE PRIVATE WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 222501

    • CF2 Non Executive Director (11 Apr 2011 to 1 Dec 2012)
    • Responsible for Insurance Mediation (2 Jul 2010 to 18 Feb 2011)
    • CF30 Customer (1 Nov 2007 to 18 Feb 2011)
    • CF1 Director (AR) (25 Sep 2006 to 18 Feb 2011)
    • CF21 Investment Adviser (1 Oct 2003 to 31 Oct 2007)
    • CF10 Compliance Oversight (4 Jul 2003 to 18 Feb 2011)
    • CF22 Investment Adviser (Trainee) (4 Jul 2003 to 1 Oct 2003)
    • CF11 Money Laundering Reporting (4 Jul 2003 to 18 Feb 2011)
    • CF1 Director (4 Jul 2003 to 7 Apr 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.