Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (9 Dec 2019 to 31 Mar 2021)
- Responsibility for MCD Intermediation (6 Jul 2016 to 25 Jul 2017)
- CF10 Compliance Oversight (25 Oct 2013 to 25 Jul 2017)
- CF11 Money Laundering Reporting (25 Oct 2013 to 25 Jul 2017)
- CF1 Director (4 Mar 2011 to 8 Dec 2019)
- CF2 Non Executive Director (8 Dec 2009 to 3 Mar 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.