Saga Personal Finance Limited

• Principal Place of Business

  3

  Pancras Square

  London

  N1C 4AG

  UNITED KINGDOM

  Phone

  +4401303771111

  Web

  https://www.saga.co.uk

• Complaints Contact

  3

  Pancras Square

  London

  N1C 4AG

  UNITED KINGDOM

  Phone

  +4401303771111

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stephen David Boyd

  IRN SDB01190

  • CF10 Compliance Oversight (2 Jul 2018 to 12 Apr 2019)
• Stephen Mitchell Kingshott

  IRN SMK01072

  • SMF1 Chief Executive (7 Jul 2022 to 22 Dec 2022)
  • Responsible for Insurance Distribution (7 Jul 2022 to 22 Dec 2022)
• Stephen Richard Wilcox

  IRN SRW01110

  • SMF17 Money Laundering Reporting Officer (MLRO) (27 Feb 2024 to 31 May 2024)
  • SMF16 Compliance Oversight (16 Nov 2022 to 31 May 2024)
• Steven John Field

  IRN SJF00041

  • CF30 Customer (1 Nov 2007 to 12 Nov 2007)
  • CF21 Investment Adviser (8 May 2003 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (1 Apr 2002 to 8 May 2003)
• Steven Stanley Scales

  IRN SSS00017

  • CF11 Money Laundering Reporting (13 Oct 2010 to 5 Feb 2018)
  • CF10 Compliance Oversight (13 Oct 2010 to 5 Feb 2018)
  • CF29 Significant management (20 Mar 2008 to 5 Feb 2018)
• Stuart Buckingham

  IRN SXB02203

  • CF28 Systems and controls (25 Mar 2019 to 28 Jun 2019)
  • CF11 Money Laundering Reporting (25 Mar 2019 to 28 Jun 2019)
• Stuart Michael Howard

  IRN SMH00056

  • CF1 Director (1 Dec 2001 to 15 Jul 2015)
• Thomas Bailey

  IRN TWB00004

  • CF30 Customer (1 Nov 2007 to 15 Nov 2007)
  • CF21 Investment Adviser (27 May 2002 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 May 2002)
• Timothy Bruce Bull

  IRN TBB00001

  • CF2 Non Executive Director (8 Feb 2008 to 28 Sep 2015)
  • CF1 Director (1 Dec 2001 to 8 Feb 2008)
• Timothy Howard Joyce

  IRN THJ00003

  • CF30 Customer (14 Jul 2008 to 23 Sep 2009)

• Saga Membership Ltd (no longer appointed)

  FRN 788353 · Appointed 7 Sep 2017 · Until 13 Oct 2022

• ST&H Limited (no longer appointed)

  FRN 455489 · Appointed 8 Jun 2017 · Until 8 Dec 2021

• ST&H Limited (no longer appointed)

  FRN 455489 · Appointed 3 Aug 2006 · Until 16 Jun 2014

No changes recorded yet.