Stephen Richard Wilcox

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Saga Personal Finance Limited (no longer approved here)
FRN 178922
- SMF17 Money Laundering Reporting Officer (MLRO) (27 Feb 2024 to 31 May 2024)
- SMF16 Compliance Oversight (16 Nov 2022 to 31 May 2024)
Saga Services Limited (no longer approved here)
FRN 311557
- SMF4 Chief Risk (16 Sep 2022 to 31 May 2024)
- SMF16 Compliance Oversight (16 Sep 2022 to 31 May 2024)
Allianz Insurance Plc (no longer approved here)
FRN 121849
- SIMF4 Chief Risk Function (7 Mar 2016 to 29 Sep 2017)
- CF28 Systems and controls (7 Feb 2011 to 6 Mar 2016)
British Reserve Insurance Company Limited (no longer approved here)
FRN 202058
- SIMF4 Chief Risk Function (7 Mar 2016 to 29 Sep 2017)
- CF28 Systems and controls (7 Feb 2011 to 6 Mar 2016)
Trafalgar Insurance Limited (no longer approved here)
FRN 202578
- SIMF4 Chief Risk Function (7 Mar 2016 to 29 Sep 2017)
- CF28 Systems and controls (7 Feb 2011 to 6 Mar 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.