Trafalgar Insurance Limited

• Principal Place of Business

  Allianz Insurance

  57 Ladymead

  Guildford

  Surrey

  GU1 1DB

  UNITED KINGDOM

  Phone

  +4401483568161

• Complaints Contact

  Allianz Insurance

  57 Ladymead

  Guildford

  Surrey

  GU1 1DB

  UNITED KINGDOM

  Phone

  +4401483568161

• Bank Deposits

  For All, Deposit

  Show 1 limitation Hide limitations

  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Manages Insurance Policies

  For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Issues Insurance

  For All, Accident, Aircraft, Aircraft liability, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships

• Alison Jane Rayner

  IRN AJR01425

  • SMF16 Compliance Oversight (since 15 Feb 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Feb 2023)
• Andrew John Gascoyne

  IRN AJG01203

  • SMF5 Head of Internal Audit (10 Dec 2018 to 27 Aug 2021)
  • SIMF5 Head of Internal Audit Function (7 Mar 2016 to 9 Dec 2018)
  • CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
  • CF14 Risk Assessment (12 Jan 2005 to 31 Oct 2007)
  • CF15 Internal Audit (1 Dec 2001 to 12 Jan 2005)
• Ann Elizabeth Alexander

  IRN AEA00005

  • SMF16 Compliance Oversight (10 Dec 2018 to 31 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2018 to 31 Dec 2019)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 9 Dec 2018)
  • CF10 Compliance Oversight (1 Dec 2001 to 9 Dec 2018)
• Barbara Bader-Klein

  IRN BXB00102

  • [FCA CF] Significant management (20 Dec 2022 to 19 Jul 2023)
• Catherine Nicola Dixon

  IRN CND01019

  • SMF3 Executive Director (1 Mar 2022 to 2 Feb 2024)
• Christian Ludwig Wenninger

  IRN CXW00303

  • [FCA CF] Significant management (16 Apr 2021 to 31 Aug 2021)
• Christopher John Kiddle Morris

  IRN CJK01012

  • CF1 Director (19 Nov 2007 to 24 Sep 2009)
  • CF29 Significant management (1 Nov 2007 to 1 Apr 2009)
  • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 31 Oct 2007)
• Christopher Twemlow

  IRN CXT00023

  • [FCA CF] Significant management (since 22 Sep 2020)
  • [FCA CF] Material risk taker (since 22 Sep 2020)
  • [FCA CF] Manager of certification employee (since 22 Sep 2020)
• Colm Joseph Holmes

  IRN CJH01295

  • SMF1 Chief Executive (since 16 Oct 2023)
• David Andrew Torrance

  IRN DAT01037

  • CF8 Apportionment and Oversight (1 Aug 2006 to 30 Jun 2013)
  • CF1 Director (1 Dec 2001 to 30 Jun 2013)

No changes recorded yet.