Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Saga Personal Finance Limited (no longer approved here)

    FRN 178922

    • CF28 Systems and controls (25 Mar 2019 to 28 Jun 2019)
    • CF11 Money Laundering Reporting (25 Mar 2019 to 28 Jun 2019)
  • Saga Services Limited (no longer approved here)

    FRN 311557

    • CF29 Significant management (30 Oct 2018 to 28 Jun 2019)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF1 Director (9 Jun 2016 to 24 Mar 2017)
  • Omnis Investments Limited (no longer approved here)

    FRN 611694

    • CF1 Director (9 Jun 2016 to 24 Mar 2017)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF28 Systems and controls (18 Apr 2008 to 3 Apr 2009)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF28 Systems and controls (18 Apr 2008 to 3 Apr 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.