Steven Stanley Scales

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Canada Life Limited

    FRN 110394

    • [FCA CF] Significant management (since 21 Sep 2023)
  • Stonehaven UK Ltd

    FRN 435892

    • SMF18 Other Overall Responsibility (since 9 Dec 2019)
  • Saga Personal Finance Limited (no longer approved here)

    FRN 178922

    • CF11 Money Laundering Reporting (13 Oct 2010 to 5 Feb 2018)
    • CF10 Compliance Oversight (13 Oct 2010 to 5 Feb 2018)
    • CF29 Significant management (20 Mar 2008 to 5 Feb 2018)
  • Forvis Mazars Financial Planning Limited (no longer approved here)

    FRN 182644

    • Responsible for Insurance Mediation (14 Jan 2005 to 31 Jan 2005)
    • CF21 Investment Adviser (11 Sep 2003 to 31 Jan 2005)
    • CF1 Director (1 Dec 2001 to 31 Jan 2005)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Jan 2005)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 31 Jan 2005)
    • CF10 Compliance Oversight (1 Dec 2001 to 31 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.