Saga Personal Finance Limited

Date authorised
1 April 2013
Companies House
03023493
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3
    Pancras Square
    London
    N1C 4AG
    UNITED KINGDOM
    Phone
    +4401303771111
    Web
    https://www.saga.co.uk

  • Complaints Contact

    3
    Pancras Square
    London
    N1C 4AG
    UNITED KINGDOM
    Phone
    +4401303771111

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Tracy Jane Davies

    IRN TJS00025

    • CF30 Customer (1 Nov 2007 to 23 Nov 2009)
    • CF22 Investment Adviser (Trainee) (3 Sep 2007 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Saga Membership Ltd (no longer appointed)

    FRN 788353 · Appointed 7 Sep 2017 · Until 13 Oct 2022

  • ST&H Limited (no longer appointed)

    FRN 455489 · Appointed 8 Jun 2017 · Until 8 Dec 2021

  • ST&H Limited (no longer appointed)

    FRN 455489 · Appointed 3 Aug 2006 · Until 16 Jun 2014

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.