Tracy Jane Davies

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FINANCIAL ADVICE & SERVICES LIMITED

    FRN 147876

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (since 12 Oct 2015)
    • CF30 Customer (26 Jul 2013 to 13 Jan 2015)
  • Magee Gammon Financial Planning Ltd

    FRN 506176

    • (9)Employed By (since 19 Sep 2016)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (4 Jan 2011 to 14 May 2013)
  • The Legal Brokerage Limited (no longer approved here)

    FRN 179697

    • (18)Employed By (4 Jan 2011 to 14 May 2013)
  • Saga Personal Finance Limited (no longer approved here)

    FRN 178922

    • CF30 Customer (1 Nov 2007 to 23 Nov 2009)
    • CF22 Investment Adviser (Trainee) (3 Sep 2007 to 31 Oct 2007)
  • Pharon Independent Financial Advisers Limited (no longer approved here)

    FRN 138169

    • CF22 Investment Adviser (Trainee) (26 Apr 2004 to 23 Sep 2005)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Magee Gammon Financial Planning Ltd

  2. controlled function added: (9)Employed By at Magee Gammon Financial Planning Ltd