FINANCIAL ADVICE & SERVICES LIMITED

• Principal Place of Business

  Sterling House

  Concept Court

  Shearway Business Park

  Folkestone

  Kent

  CT19 4RG

  UNITED KINGDOM

  Phone

  +441303273273

  Web

  https://www.financial-advice.co.uk

• Complaints Contact

  Sterling House

  Concept Court

  Shearway Business Park

  Folkestone

  Kent

  CT19 4RG

  UNITED KINGDOM

  Phone

  +441303273273

• Buy-to-Let Mortgage Advice

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Aaron David Brann

  IRN ADB00028

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 11. Pension transfer specialist
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF4 Partner (AR) (since 1 Sep 2009)
  • CF30 Customer (since 1 Nov 2007)
  • CF8 Apportionment and Oversight (30 Oct 2006 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Abhinandan Jain

  IRN AXJ00455

  • CF1 Director (AR) (since 30 Oct 2023)
• Alan Raymond Milligan

  IRN ARM01162

  • CF21 Investment Adviser (20 Jun 2002 to 10 Feb 2003)
  • CF4 Partner (AR) (20 Jun 2002 to 10 Feb 2003)
  • CF7 Sole Trader (AR) (1 Dec 2001 to 10 Feb 2003)
• Amanda Jayne Reeves

  IRN AJR00094

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (since 1 Nov 2007)
  • CF11 Money Laundering Reporting (11 Aug 2011 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Mar 2011 to 8 Dec 2019)
  • CF1 Director (1 Mar 2011 to 8 Dec 2019)
  • CF21 Investment Adviser (29 Oct 2007 to 31 Oct 2007)
• Andrew James Heath

  IRN AJH01620

  • [FCA CF] Functions requiring qualifications (1 Mar 2021 to 25 Apr 2022)
  • [FCA CF] Client dealing (1 Mar 2021 to 25 Apr 2022)
• Andrew John Childs

  IRN AXC01148

  • CF1 Director (AR) (15 Nov 2023 to 24 Sep 2025)
• Andrew Martin Piper Parmenter

  IRN AMP00054

  • CF4 Partner (AR) (1 Sep 2009 to 7 Feb 2012)
  • CF30 Customer (1 Nov 2007 to 30 Mar 2012)
  • CF11 Money Laundering Reporting (30 Oct 2006 to 2 Aug 2011)
  • CF10 Compliance Oversight (30 Oct 2006 to 1 Mar 2011)
  • CF1 Director (1 Jun 2004 to 30 Mar 2012)
  • CF21 Investment Adviser (10 Sep 2002 to 31 Oct 2007)
  • CF26 Customer Trading (1 Dec 2001 to 19 Aug 2002)
  • CF7 Sole Trader (AR) (1 Dec 2001 to 19 Aug 2002)
• Angela Jane Davis

  IRN AJH01529

  • CF30 Customer (23 Jan 2019 to 16 Jul 2020)
• Anita Jayne Churchill-Cole

  IRN AJC00064

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Antony Timothy David Tutt

  IRN ATT01015

  • CF4 Partner (AR) (since 1 Sep 2009)

• Magee Gammon Financial Planning Ltd

  FRN 506176 · Appointed 1 Sep 2009

• Hythe Ethical (no longer appointed)

  FRN 184482 · Appointed 2 Jul 1997 · Until 19 Mar 2003

• Parmenter Financial Planning (no longer appointed)

  FRN 155036 · Appointed 4 Nov 1992 · Until 19 Mar 2003

No changes recorded yet.