Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Apollo Multi Asset Management LLP
FRN 487458
- CF1 Director (AR) (since 4 Apr 2022)
- CF30 Customer (since 4 Apr 2022)
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Concepts Discretionary Investments Limited
FRN 973049
- Employed By (since 4 Apr 2022)
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FINANCIAL ADVICE & SERVICES LIMITED
FRN 147876
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (since 1 Nov 2007)
- CF11 Money Laundering Reporting (11 Aug 2011 to 8 Dec 2019)
- CF1 Director (1 Mar 2011 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Mar 2011 to 8 Dec 2019)
- CF21 Investment Adviser (29 Oct 2007 to 31 Oct 2007)
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Magee Gammon Financial Planning Ltd
FRN 506176
- (5)Employed By (since 1 Feb 2012)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Magee Gammon Financial Planning Ltd
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controlled function added: (5)Employed By at Magee Gammon Financial Planning Ltd