Andrew Martin Piper Parmenter

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Forward Plan IFA Limited

    FRN 572891

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • Responsible for Insurance Mediation (2 Apr 2012 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (2 Apr 2012 to 8 Dec 2019)
    • CF30 Customer (2 Apr 2012 to 8 Dec 2019)
    • CF1 Director (2 Apr 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Apr 2012 to 8 Dec 2019)
  • FINANCIAL ADVICE & SERVICES LIMITED (no longer approved here)

    FRN 147876

    • CF4 Partner (AR) (1 Sep 2009 to 7 Feb 2012)
    • CF30 Customer (1 Nov 2007 to 30 Mar 2012)
    • CF10 Compliance Oversight (30 Oct 2006 to 1 Mar 2011)
    • CF11 Money Laundering Reporting (30 Oct 2006 to 2 Aug 2011)
    • CF1 Director (1 Jun 2004 to 30 Mar 2012)
    • CF21 Investment Adviser (10 Sep 2002 to 31 Oct 2007)
    • CF7 Sole Trader (AR) (1 Dec 2001 to 19 Aug 2002)
    • CF26 Customer Trading (1 Dec 2001 to 19 Aug 2002)
  • Magee Gammon Financial Planning Ltd (no longer approved here)

    FRN 506176

    • (8)Employed By (1 Sep 2009 to 8 Dec 2019)
  • Parmenter Financial Planning (no longer approved here)

    FRN 155036

    • Employed By (14 Dec 2000 to 19 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Magee Gammon Financial Planning Ltd

  2. controlled function added: (8)Employed By at Magee Gammon Financial Planning Ltd