Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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FINANCIAL ADVICE & SERVICES LIMITED
FRN 147876
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
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- CF30 Customer (5 Dec 2007 to 28 Jan 2009)
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- (4)Employed By (5 Dec 2007 to 28 Jan 2009)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Jul 2003)
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- CF20 Significant Mgt (Settlements) (1 Dec 2001 to 30 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.