Steven John Field

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 11 Jul 2014)
    • CF30 Customer (since 4 Apr 2013)
  • Silverman Field Limited

    FRN 598415

    • (1)Employed By (since 4 Apr 2013)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (17 Mar 2010 to 31 Mar 2013)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • CF30 Customer (1 May 2009 to 10 Feb 2010)
  • Saga Personal Finance Limited (no longer approved here)

    FRN 178922

    • CF30 Customer (1 Nov 2007 to 12 Nov 2007)
    • CF21 Investment Adviser (8 May 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Apr 2002 to 8 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.