Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- Director of firm who is not a certification employee or a SMF manager (17 Jul 2024 to 3 Nov 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (30 Nov 2021 to 26 Jun 2023)
-
- SMF16 Compliance Oversight (12 Nov 2021 to 31 Oct 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (6 Jun 2021 to 22 May 2023)
- SMF3 Executive Director (4 Mar 2021 to 31 Oct 2025)
-
- CF11 Money Laundering Reporting (2 Apr 2018 to 8 Feb 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.