Franklin Jeffrey Solomons

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Continuum (Financial Services) LLP

    FRN 802331

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 4 Aug 2020)
    • [FCA CF] Client dealing (since 4 Aug 2020)
    • CF30 Customer (2 Sep 2019 to 8 Dec 2019)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • CF30 Customer (17 Feb 2018 to 21 Mar 2019)
  • Saga Personal Finance Limited (no longer approved here)

    FRN 178922

    • CF30 Customer (23 Jul 2008 to 1 Aug 2010)
  • Manaton Associates Ltd (no longer approved here)

    FRN 192308

    • (5)Employed By (15 Nov 2000 to 30 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.