Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF5 Head of Internal Audit (since 9 Dec 2019)
    • CF28 Systems and controls (2 Mar 2017 to 8 Dec 2019)
    • SMF5 Head of Internal Audit (since 9 Dec 2019)
    • CF28 Systems and controls (2 Mar 2017 to 8 Dec 2019)
    • SMF5 Head of Internal Audit (since 9 Dec 2019)
    • CF28 Systems and controls (2 Mar 2017 to 8 Dec 2019)
    • SMF5 Head of Internal Audit (since 9 Dec 2019)
    • CF28 Systems and controls (2 Mar 2017 to 8 Dec 2019)
  • UNUM LIMITED (no longer approved here)

    FRN 110408

    • CF10 Compliance Oversight (14 Jan 2009 to 24 Aug 2009)
    • CF28 Systems and controls (1 Nov 2007 to 22 Jun 2015)
    • CF15 Internal Audit (10 Jul 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.