Pen Underwriting Limited

• Principal Place of Business

  67 Lombard Street

  London

  EC3V 9LJ

  UNITED KINGDOM

  Phone

  +441403327714

  Web

  https://www.penunderwriting.co.uk

• Complaints Contact

  Spectrum Building

  55 Blythswood Street

  Glasgow

  Lanarkshire

  G2 7AT

  UNITED KINGDOM

  Phone

  +441412853539

• Investment Advice (no pensions)

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Plan Admin

• Debt Collection

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Aaron Crombie

  IRN AXC00706

  • [FCA CF] Significant management (27 Jan 2022 to 31 Oct 2023)
• Adam Shefras

  IRN AXS02236

  • [FCA CF] Significant management (since 1 Jul 2020)
  • [FCA CF] Manager of certification employee (28 Oct 2021 to 4 Apr 2024)
• Adrian James Robert Scott

  IRN AXS00090

  • [FCA CF] Significant management (19 May 2020 to 15 Jul 2025)
  • [FCA CF] Manager of certification employee (19 May 2020 to 15 Jul 2025)
• Adrian Peter Brown

  IRN APB00017

  • CF1 Director (8 Oct 2014 to 23 Feb 2015)
• Alastair George Hessett

  IRN AXH00070

  • [FCA CF] Significant management (since 1 Jul 2020)
  • [FCA CF] Manager of certification employee (1 Jul 2020 to 11 Aug 2020)
• Aletta Tamara Warne

  IRN AXW00134

  • [FCA CF] Significant management (18 Nov 2020 to 1 Jun 2022)
• Alex Michael Smith

  IRN AXS01049

  • [FCA CF] Significant management (14 Feb 2022 to 12 Oct 2023)
• Alexander David Tinsley

  IRN AXT00075

  • [FCA CF] Significant management (23 Oct 2020 to 5 Jul 2024)
• Alexander Robert Wolny

  IRN AXW00058

  • [FCA CF] Significant management (since 1 Jul 2020)
• Alexander Smith

  IRN AXS00089

  • [FCA CF] Manager of certification employee (since 24 Nov 2023)
  • [FCA CF] Significant management (since 15 Jul 2020)

• Contego Underwriting Ltd (no longer appointed)

  FRN 455355 · Appointed 2 Apr 2013 · Until 16 Nov 2020

No changes recorded yet.