Pen Underwriting Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
67 Lombard StreetLondonEC3V 9LJUNITED KINGDOM- Phone
- +441403327714
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Complaints Contact
Spectrum Building55 Blythswood StreetGlasgowLanarkshireG2 7ATUNITED KINGDOM- Phone
- +441412853539
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Debt Plan Admin
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Debt Collection
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Alison Ruth Bain
IRN AXB14101
- CF29 Significant management (10 Jul 2019 to 2 Oct 2019)
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Alissa Gai Pohl Pfitzner
IRN AGP01074
- CF1 Director (18 Sep 2008 to 11 Sep 2012)
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Andrew Barry Coley
IRN AXC00782
- [FCA CF] Significant management (1 Jun 2022 to 22 Nov 2023)
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Andrew Keith Royle
IRN AKR01047
- [FCA CF] Significant management (1 Jul 2020 to 31 Mar 2024)
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Andrew Kenneth Parsons
IRN AXP01856
- [FCA CF] Significant management (1 Jul 2020 to 7 Apr 2022)
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Andrew Mark Booth
IRN AXB00086
- [FCA CF] Manager of certification employee (since 1 Jul 2020)
- [FCA CF] Significant management (since 1 Jul 2020)
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Andrew Mark Challoner
IRN AMC01225
- [FCA CF] Significant management (1 Apr 2024 to 11 Feb 2025)
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Andrew Robert Westby
IRN ARW01174
- [FCA CF] Manager of certification employee (24 Aug 2021 to 31 Oct 2021)
- [FCA CF] Significant management (1 Jul 2020 to 31 Oct 2021)
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Angela Elizabeth Isom
IRN AXI00018
- [FCA CF] Significant management (22 Apr 2020 to 15 Nov 2022)
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Anthony James Willsher
IRN AJW01391
- CF1 Director (AR) (23 Apr 2013 to 13 Nov 2017)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Contego Underwriting Ltd (no longer appointed)
FRN 455355 · Appointed 2 Apr 2013 · Until 16 Nov 2020
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.