Pen Underwriting Limited

• Principal Place of Business

  67 Lombard Street

  London

  EC3V 9LJ

  UNITED KINGDOM

  Phone

  +441403327714

  Web

  https://www.penunderwriting.co.uk

• Complaints Contact

  Spectrum Building

  55 Blythswood Street

  Glasgow

  Lanarkshire

  G2 7AT

  UNITED KINGDOM

  Phone

  +441412853539

• Investment Advice (no pensions)

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Plan Admin

• Debt Collection

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Antony Roger Broome

  IRN ARB01182

  • [FCA CF] Significant management (21 Jun 2023 to 31 Oct 2024)
• Billy Hinken

  IRN BXH00028

  • [FCA CF] Significant management (since 23 Oct 2020)
  • [FCA CF] Manager of certification employee (2 Sep 2022 to 2 Oct 2024)
• Brent Michael Kruger

  IRN BXK22457

  • SMF18 Other Overall Responsibility (since 17 Feb 2023)
  • [FCA CF] Manager of certification employee (7 Feb 2022 to 13 Mar 2023)
  • [FCA CF] Significant management (1 Jul 2020 to 13 Mar 2023)
• Bridget Lambie

  IRN BXL23143

  • [FCA CF] Manager of certification employee (1 Oct 2020 to 27 Feb 2025)
  • [FCA CF] Significant management (1 Oct 2020 to 27 Feb 2025)
  • SMF18 Other Overall Responsibility (29 Jan 2020 to 28 Feb 2025)
• Carol Ann Richmond

  IRN CAR01046

  • SMF3 Executive Director (9 Dec 2019 to 1 Jan 2021)
  • SMF4 Chief Risk (9 Dec 2019 to 31 Mar 2023)
  • CF1 Director (AR) (19 Jul 2016 to 31 Mar 2023)
  • CF1 Director (1 Sep 2015 to 8 Dec 2019)
• Caroline Michele King

  IRN CXK00127

  • [FCA CF] Significant management (since 24 Aug 2021)
• Caroline Spalding

  IRN CXS00541

  • [FCA CF] Significant management (since 7 Apr 2022)
• Catriona Anne Thomson

  IRN CXT00418

  • SMF18 Other Overall Responsibility (since 14 Mar 2024)
  • SMF3 Executive Director (12 Jul 2023 to 14 Mar 2024)
• Charles Douglas Knowles Scott

  IRN CDS01106

  • SMF3 Executive Director (since 14 Mar 2024)
  • SMF2 Chief Finance (since 9 Dec 2019)
  • SMF3 Executive Director (9 Dec 2019 to 1 Jan 2021)
  • CF1 Director (9 Jul 2018 to 8 Dec 2019)
• Charles Edward Parmenter

  IRN CEP01049

  • CF1 Director (AR) (2 May 2013 to 31 Dec 2016)

• Contego Underwriting Ltd (no longer appointed)

  FRN 455355 · Appointed 2 Apr 2013 · Until 16 Nov 2020

No changes recorded yet.