Pen Underwriting Limited

Date authorised
1 April 2013
Companies House
05172311
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    67 Lombard Street
    London
    EC3V 9LJ
    UNITED KINGDOM
    Phone
    +441403327714
    Web
    https://www.penunderwriting.co.uk

  • Complaints Contact

    Spectrum Building
    55 Blythswood Street
    Glasgow
    Lanarkshire
    G2 7AT
    UNITED KINGDOM
    Phone
    +441412853539

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Debt Collection

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Charles Louis Colin Manchester

    IRN CLM01065

    • [FCA CF] Significant management (25 Apr 2023 to 1 Aug 2023)
    • [FCA CF] Manager of certification employee (25 Apr 2023 to 1 Aug 2023)
  • Charles Robertson Crawford

    IRN CRC01034

    • SMF3 Executive Director (since 14 Mar 2024)
    • SMF24 Chief Operations (since 9 Dec 2019)
    • CF29 Significant management (12 Jan 2017 to 8 Dec 2019)
  • Christopher John Goddard

    IRN CXG00170

    • [FCA CF] Significant management (1 Apr 2023 to 31 Dec 2025)
  • Claire Louise Davies

    IRN CXD21554

    • SMF18 Other Overall Responsibility (since 15 Jan 2020)
  • Clare Francis

    IRN CLF01021

    • SMF12 Chair of the Remuneration Committee (since 8 May 2025)
  • Clare James

    IRN CXJ01408

    • SMF16 Compliance Oversight (since 21 Aug 2025)
  • Daniel James Turner

    IRN DXT00085

    • [FCA CF] Significant management (1 Jul 2020 to 28 Jun 2024)
  • Daniel Kenneth Gordon Cowley

    IRN DXC00785

    • SMF18 Other Overall Responsibility (since 19 Jul 2024)
  • David Christopher Ross

    IRN DCR01060

    • CF1 Director (AR) (18 Apr 2013 to 9 Feb 2015)
    • CF3 Chief Executive (18 Sep 2008 to 9 Feb 2015)
    • CF8 Apportionment and Oversight (18 Sep 2008 to 31 Mar 2009)
    • CF1 Director (18 Sep 2008 to 9 Feb 2015)
  • David Edward McGurn

    IRN DEM01056

    • CF1 Director (18 Sep 2008 to 13 Jan 2011)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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