Clare Francis

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Arthur J. Gallagher Insurance Brokers Limited

    FRN 311786

    • SMF12 Chair of the Remuneration Committee (since 8 May 2025)
  • ARTHUR J. GALLAGHER (UK) LIMITED

    FRN 312919

    • SMF12 Chair of the Remuneration Committee (since 8 May 2025)
  • RISK MANAGEMENT PARTNERS LTD.

    FRN 313119

    • SMF12 Chair of the Remuneration Committee (since 8 May 2025)
  • Pen Underwriting Limited

    FRN 314493

    • SMF12 Chair of the Remuneration Committee (since 8 May 2025)
  • CMC Markets UK plc

    FRN 173730

    • SMF10 Chair of the Risk Committee (since 19 Dec 2022)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [FCA CF] Significant management (15 Oct 2018 to 5 Feb 2022)
    • [FCA CF] Client dealing (1 Oct 2017 to 5 Feb 2022)
    • [FCA CF] Manager of certification employee (1 Oct 2017 to 5 Feb 2022)
    • [PRA CF] Significant risk taker or Material risk taker (1 Oct 2017 to 5 Feb 2022)
    • [FCA CF] Material risk taker (1 Oct 2017 to 5 Feb 2022)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (25 Mar 2009 to 6 Mar 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF29 Significant management (1 Nov 2007 to 11 May 2009)
    • CF21 Investment Adviser (9 Feb 2006 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (9 Feb 2006 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (9 Feb 2006 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 9 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

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