RISK MANAGEMENT PARTNERS LTD.

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Alissa Gai Pohl Pfitzner
IRN AGP01074
- CF1 Director (19 Feb 2007 to 11 Sep 2012)
Brent Michael Kruger
IRN BXK22457
- SMF18 Other Overall Responsibility (since 17 Feb 2023)
Brian Anthony King
IRN BAK01028
- CF1 Director (14 Jan 2005 to 20 Apr 2006)
Bridget Lambie
IRN BXL23143
- SMF18 Other Overall Responsibility (29 Jan 2020 to 28 Feb 2025)
Carol Ann Richmond
IRN CAR01046
- SMF4 Chief Risk (21 Jan 2020 to 31 Mar 2023)
Catriona Anne Thomson
IRN CXT00418
- SMF3 Executive Director (since 12 Jul 2023)
Charles Douglas Knowles Scott
IRN CDS01106
- SMF2 Chief Finance (since 15 Jan 2020)
- CF1 Director (8 Feb 2017 to 22 Nov 2017)
Charles Robertson Crawford
IRN CRC01034
- SMF24 Chief Operations (since 20 Jan 2020)
Claire Louise Davies
IRN CXD21554
- SMF18 Other Overall Responsibility (since 21 Jan 2020)
Clare Francis
IRN CLF01021
- SMF12 Chair of the Remuneration Committee (since 8 May 2025)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.