Carol Ann Richmond

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AXA XL Underwriting Agencies Limited

    FRN 204848

    • SMF10 Chair of the Risk Committee (since 23 Oct 2023)
    • Director of firm who is not a certification employee or a SMF manager (10 Jul 2023 to 23 Oct 2023)
  • AXA XL Insurance Company UK Limited

    FRN 423308

    • SMF10 Chair of the Risk Committee (since 23 Oct 2023)
    • Director of firm who is not a certification employee or a SMF manager (10 Jul 2023 to 23 Oct 2023)
  • FNZ (UK) Ltd (no longer approved here)

    FRN 438687

    • SMF4 Chief Risk (22 Feb 2024 to 31 Dec 2025)
  • RISK MANAGEMENT PARTNERS LTD. (no longer approved here)

    FRN 313119

    • SMF4 Chief Risk (21 Jan 2020 to 31 Mar 2023)
  • Arthur J. Gallagher Insurance Brokers Limited (no longer approved here)

    FRN 311786

    • SMF4 Chief Risk (9 Dec 2019 to 31 Mar 2023)
    • SMF3 Executive Director (9 Dec 2019 to 1 Jan 2021)
    • CF1 Director (AR) (21 Dec 2016 to 16 Dec 2022)
    • CF1 Director (1 Sep 2015 to 8 Dec 2019)
  • ARTHUR J. GALLAGHER (UK) LIMITED (no longer approved here)

    FRN 312919

    • SMF3 Executive Director (9 Dec 2019 to 1 Jan 2021)
    • SMF4 Chief Risk (9 Dec 2019 to 31 Mar 2023)
    • CF1 Director (1 Sep 2015 to 8 Dec 2019)
  • Pen Underwriting Limited (no longer approved here)

    FRN 314493

    • SMF3 Executive Director (9 Dec 2019 to 1 Jan 2021)
    • SMF4 Chief Risk (9 Dec 2019 to 31 Mar 2023)
    • CF1 Director (AR) (19 Jul 2016 to 31 Mar 2023)
    • CF1 Director (1 Sep 2015 to 8 Dec 2019)
  • Arthur J. Gallagher Housing Ltd (no longer approved here)

    FRN 500365

    • Employed By (21 Dec 2016 to 6 Apr 2018)
  • Contego Underwriting Ltd (no longer approved here)

    FRN 455355

    • Employed By (19 Jul 2016 to 31 Mar 2023)
  • Gallagher Risk & Reward Limited (no longer approved here)

    FRN 184711

    • CF1 Director (1 Sep 2015 to 28 Jan 2016)
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