Date authorised
1 April 2013
Companies House
05172311
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    67 Lombard Street
    London
    EC3V 9LJ
    UNITED KINGDOM
    Phone
    +441403327714
  • Complaints Contact

    Spectrum Building
    55 Blythswood Street
    Glasgow
    Lanarkshire
    G2 7AT
    UNITED KINGDOM
    Phone
    +441412853539

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Debt Collection

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Glyn Eynon

    IRN DGE01030

    • [FCA CF] Significant management (20 Jun 2023 to 30 Jun 2025)
  • David James Rush

    IRN DXR21443

    • SMF11 Chair of the Audit Committee (since 11 Dec 2025)
    • Director of firm who is not a certification employee or a SMF manager (27 Oct 2025 to 11 Dec 2025)
  • David John Butler

    IRN DJB01504

    • SMF5 Head of Internal Audit (since 9 Dec 2019)
    • CF28 Systems and controls (2 Mar 2017 to 8 Dec 2019)
  • David John Coldman

    IRN DJC01184

    • CF2 Non Executive Director (8 Mar 2016 to 8 Dec 2019)
  • David Michael Edwin Cousins

    IRN DXC08284

    • SMF4 Chief Risk (since 31 Mar 2023)
    • SMF3 Executive Director (since 21 Jun 2021)
    • SMF16 Compliance Oversight (15 May 2025 to 21 Aug 2025)
    • [FCA CF] Significant management (1 Oct 2020 to 25 Jun 2021)
    • [FCA CF] Manager of certification employee (1 Oct 2020 to 25 Jun 2021)
  • David Peter James Steel

    IRN DXS00051

    • [FCA CF] Significant management (since 1 Jul 2020)
  • Dominic Howell Miller

    IRN DXM00901

    • [FCA CF] Significant management (since 2 Jun 2023)
  • Elisabeth Ibeson

    IRN EXI01056

    • CF29 Significant management (4 Jul 2012 to 9 Sep 2019)
  • Franz Josef Knoblauch

    IRN FJK01009

    • CF1 Director (14 Jan 2005 to 15 Sep 2008)
  • Gareth Paul Crosbie

    IRN GXC00025

    • [FCA CF] Manager of certification employee (23 Oct 2020 to 19 Feb 2021)
    • [FCA CF] Significant management (1 Jul 2020 to 19 Feb 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.