Pen Underwriting Limited

Date authorised
1 April 2013
Companies House
05172311
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    67 Lombard Street
    London
    EC3V 9LJ
    UNITED KINGDOM
    Phone
    +441403327714
    Web
    https://www.penunderwriting.co.uk

  • Complaints Contact

    Spectrum Building
    55 Blythswood Street
    Glasgow
    Lanarkshire
    G2 7AT
    UNITED KINGDOM
    Phone
    +441412853539

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Debt Collection

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gary Lashmar

    IRN GXL01410

    • CF1 Director (21 Jun 2010 to 22 Aug 2014)
  • Giles Baxter

    IRN GXB01778

    • CF29 Significant management (18 Oct 2016 to 30 Nov 2017)
  • Grahame David Chilton

    IRN GDC01054

    • Responsible for Insurance Mediation (20 May 2015 to 3 May 2018)
    • CF1 Director (1 May 2015 to 1 Oct 2018)
    • CF3 Chief Executive (1 May 2015 to 3 May 2018)
  • Hamir Pradeepkumar Muljibhai Patel

    IRN HXP00022

    • [FCA CF] Significant management (1 Jul 2020 to 30 Nov 2023)
  • Hannah Louise Fry

    IRN HXF00010

    • SMF18 Other Overall Responsibility (since 2 Jan 2025)
  • Ian Graham Story

    IRN IXS01151

    • CF1 Director (AR) (21 Jul 2016 to 30 Jun 2018)
    • CF1 Director (29 Apr 2015 to 30 Jun 2019)
  • Ian Paul Summerfield

    IRN IXS00262

    • [FCA CF] Manager of certification employee (since 1 Sep 2025)
    • [FCA CF] Significant management (since 1 Jan 2024)
  • Ian Robert Gerner

    IRN IXG00163

    • [FCA CF] Significant management (since 1 Apr 2025)
  • Inna Tsimerman

    IRN IXT00051

    • SMF7 Group Entity Senior Manager (6 Oct 2022 to 14 Mar 2024)
  • Ivan Leonard Hall

    IRN ILH00011

    • [FCA CF] Significant management (1 Jul 2020 to 4 Apr 2024)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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