Pen Underwriting Limited

Date authorised
1 April 2013
Companies House
05172311
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    67 Lombard Street
    London
    EC3V 9LJ
    UNITED KINGDOM
    Phone
    +441403327714
    Web
    https://www.penunderwriting.co.uk

  • Complaints Contact

    Spectrum Building
    55 Blythswood Street
    Glasgow
    Lanarkshire
    G2 7AT
    UNITED KINGDOM
    Phone
    +441412853539

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Debt Collection

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Alexander Harding

    IRN JXH03156

    • [FCA CF] Significant management (since 25 Feb 2025)
  • James Ashbolt

    IRN JXA00658

    • [FCA CF] Significant management (since 1 Jul 2024)
  • James King

    IRN JXK00190

    • [FCA CF] Significant management (since 16 Feb 2026)
  • James Robert Drummond Smith

    IRN JRS01090

    • Director of firm who is not a certification employee or a SMF manager (11 Dec 2025 to 28 Feb 2026)
    • SMF11 Chair of the Audit Committee (9 Dec 2019 to 11 Dec 2025)
    • CF2 Non Executive Director (5 Jul 2016 to 8 Dec 2019)
  • Jamie Matthew Lawson

    IRN JXL00413

    • [FCA CF] Significant management (since 17 Sep 2021)
  • Janet Ann James

    IRN JXJ00014

    • [FCA CF] Significant management (since 1 Jul 2020)
  • Jason Anthony

    IRN JXA01829

    • CF29 Significant management (20 Jan 2014 to 23 Feb 2015)
  • Jayne Elizabeth Bowey

    IRN JEB01275

    • [FCA CF] Significant management (21 Jun 2023 to 31 Jan 2024)
  • Jayne Nicola Pearce

    IRN JXP00720

    • [FCA CF] Significant management (since 1 Nov 2022)
  • Jennifer Louise Strutt

    IRN JLM01176

    • SMF18 Other Overall Responsibility (since 14 Mar 2024)
    • SMF3 Executive Director (8 Sep 2020 to 14 Mar 2024)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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