James Robert Drummond Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Arthur J. Gallagher Insurance Brokers Limited (no longer approved here)

    FRN 311786

    • Director of firm who is not a certification employee or a SMF manager (11 Dec 2025 to 28 Feb 2026)
    • SMF11 Chair of the Audit Committee (9 Dec 2019 to 11 Dec 2025)
    • CF2 Non Executive Director (1 Jan 2014 to 8 Dec 2019)
  • ARTHUR J. GALLAGHER (UK) LIMITED (no longer approved here)

    FRN 312919

    • Director of firm who is not a certification employee or a SMF manager (11 Dec 2025 to 28 Feb 2026)
    • SMF11 Chair of the Audit Committee (9 Dec 2019 to 11 Dec 2025)
    • SMF9 Chair of the Governing Body (9 Dec 2019 to 14 Mar 2024)
    • CF2 Non Executive Director (1 Jan 2014 to 8 Dec 2019)
  • Pen Underwriting Limited (no longer approved here)

    FRN 314493

    • Director of firm who is not a certification employee or a SMF manager (11 Dec 2025 to 28 Feb 2026)
    • SMF11 Chair of the Audit Committee (9 Dec 2019 to 11 Dec 2025)
    • CF2 Non Executive Director (5 Jul 2016 to 8 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Director of firm who is not a certification employee or a SMF manager (31 Oct 2022 to 9 Sep 2024)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • Director of firm who is not a certification employee or a SMF manager (31 Oct 2022 to 9 Sep 2024)
  • TenetLime Limited (no longer approved here)

    FRN 311266

    • Director of firm who is not a certification employee or a SMF manager (31 Oct 2022 to 3 Feb 2024)
  • RISK MANAGEMENT PARTNERS LTD. (no longer approved here)

    FRN 313119

    • SMF11 Chair of the Audit Committee (15 Feb 2020 to 11 Dec 2025)
  • Hampshire Trust Bank Plc (no longer approved here)

    FRN 204601

    • SMF14 Senior Independent Director (7 Mar 2016 to 1 Jan 2021)
    • SMF11 Chair of the Audit Committee (7 Mar 2016 to 1 Jan 2021)
    • CF2 Non Executive Director (22 May 2014 to 6 Mar 2016)
  • Barbon Insurance Group Limited (no longer approved here)

    FRN 308724

    • CF2 Non Executive Director (6 Jan 2009 to 3 Dec 2013)
    • CF1 Director (2 Jan 2008 to 6 Jan 2009)

Recent activity

Updates to this individual's record on the FCA register.

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