Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • River Global Investors LLP (no longer approved here)

    FRN 453087

    • [FCA CF] Client dealing (15 Sep 2020 to 31 Mar 2024)
    • [FCA CF] Material risk taker (15 Sep 2020 to 26 Jul 2022)
    • [FCA CF] Manager of certification employee (15 Sep 2020 to 31 Mar 2024)
    • CF30 Customer (9 Sep 2009 to 8 Dec 2019)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • CF30 Customer (6 Jul 2009 to 31 Jul 2009)
    • CF30 Customer (1 Nov 2007 to 30 Jun 2009)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.