Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (15 Sep 2020 to 31 Mar 2024)
- [FCA CF] Material risk taker (15 Sep 2020 to 26 Jul 2022)
- [FCA CF] Manager of certification employee (15 Sep 2020 to 31 Mar 2024)
- CF30 Customer (9 Sep 2009 to 8 Dec 2019)
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- CF30 Customer (6 Jul 2009 to 31 Jul 2009)
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- CF30 Customer (1 Nov 2007 to 30 Jun 2009)
- CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.