Richard Adam Staveley

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Harwood Private Capital LLP

    FRN 815275

    • 16. Safeguarding and administering investments or holding client money
    • 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
    • 14. Managing investments
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 17. Administrative functions in relation to managing investments
    • SMF27 Partner (since 10 Apr 2025)
    • [FCA CF] Significant management (since 31 Mar 2025)
    • [FCA CF] Functions requiring qualifications (since 31 Mar 2025)
    • [FCA CF] Client dealing (since 31 Mar 2025)
    • [FCA CF] Material risk taker (since 31 Mar 2025)
  • Harwood Capital LLP

    FRN 224915

    • 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
    • 16. Safeguarding and administering investments or holding client money
    • 17. Administrative functions in relation to managing investments
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • 14. Managing investments
    • [FCA CF] Significant management (since 21 Mar 2022)
    • [FCA CF] Client dealing (since 21 Mar 2022)
    • [FCA CF] Functions requiring qualifications (since 21 Mar 2022)
    • [FCA CF] Material risk taker (since 21 Mar 2022)
    • SMF27 Partner (1 Aug 2023 to 31 Mar 2025)
  • Gresham House Asset Management Limited (no longer approved here)

    FRN 682776

    • [FCA CF] Material risk taker (12 Mar 2021 to 31 May 2021)
    • [FCA CF] Client dealing (12 Mar 2021 to 31 May 2021)
    • CF30 Customer (7 Sep 2019 to 8 Dec 2019)
  • River Global Investors LLP (no longer approved here)

    FRN 453087

    • CF30 Customer (1 Nov 2007 to 21 Nov 2013)
    • CF4 Partner (2 Oct 2006 to 27 Mar 2014)
    • CF27 Investment Management (2 Oct 2006 to 31 Oct 2007)
  • Man Solutions Limited (no longer approved here)

    FRN 185637

    • CF27 Investment Management (1 Dec 2001 to 5 May 2006)
  • Man Fund Management UK Limited (no longer approved here)

    FRN 185916

    • CF27 Investment Management (1 Dec 2001 to 5 May 2006)

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Updates to this individual's record on the FCA register.

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