Ronan O'Riordan

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Schroder Unit Trusts Limited
FRN 197288
- [FCA CF] Manager of certification employee (since 9 Jul 2024)
Schroder Investment Management Limited
FRN 119348
- [FCA CF] Client dealing (since 19 Mar 2024)
- [FCA CF] Manager of certification employee (since 1 Jun 2022)
Schroders IS Limited
FRN 195028
- [FCA CF] Client dealing (since 15 Sep 2020)
- [FCA CF] Manager of certification employee (since 15 Sep 2020)
River Global Investors LLP (no longer approved here)
FRN 453087
- [FCA CF] Manager of certification employee (15 Sep 2020 to 31 Jan 2022)
- [FCA CF] Client dealing (15 Sep 2020 to 31 Jan 2022)
Russell Investments Limited (no longer approved here)
FRN 122282
- CF30 Customer (25 Mar 2014 to 8 Jul 2019)
BNP Paribas Asset Management UK Limited (no longer approved here)
FRN 170064
- CF30 Customer (16 Jul 2012 to 24 Dec 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.