Prudential Distribution Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
10 Fenchurch AvenueLondonEC3M 5AGUNITED KINGDOM- Phone
- +440800000000
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Complaints Contact
5 Central WayKildean Business ParkStirlingFK8 1FTUNITED KINGDOM- Phone
- +4403456710110
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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John Charles Buick
IRN JCB01189
- CF21 Investment Adviser (14 Jan 2005 to 4 Aug 2007)
- CF22 Investment Adviser (Trainee) (6 Oct 2004 to 14 Jan 2005)
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John Clark Betteridge
IRN JCB01101
- CF16 Significant Mgt (Desgntd Investment Business) (25 May 2006 to 9 Aug 2006)
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John Foley
IRN JXF01241
- SMF7 Group Entity Senior Manager (29 Jan 2021 to 18 Feb 2022)
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John Haythornthwaite
IRN JDH01076
- CF30 Customer (31 Oct 2012 to 28 Nov 2012)
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John Hazle
IRN JRH00048
- CF30 Customer (8 Jan 2013 to 9 Sep 2013)
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John James Castle
IRN JJC00006
- CF30 Customer (25 Feb 2013 to 9 Sep 2013)
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John Paul Waddington
IRN JPW01175
- CF30 Customer (5 Mar 2013 to 9 Sep 2013)
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John Pollard
IRN JXP01752
- CF30 Customer (12 Jun 2012 to 9 Sep 2013)
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John Vernon Sharp
IRN JVS00004
- CF30 Customer (28 Nov 2011 to 9 Sep 2013)
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John Warburton
IRN JXW01930
- CF1 Director (2 Aug 2013 to 22 Sep 2017)
- Responsible for Insurance Mediation (19 Jun 2013 to 10 Aug 2017)
- CF29 Significant management (21 Jan 2013 to 2 Aug 2013)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.