John Charles Buick

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 22 Dec 2022)
    • [FCA CF] Client dealing (since 22 Dec 2022)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 Dec 2022)
    • CF30 Customer (9 May 2019 to 5 Dec 2022)
  • MABWM Ltd (no longer approved here)

    FRN 806378

    • Employed By (9 May 2019 to 5 Dec 2022)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (13 Feb 2015 to 30 Apr 2019)
  • The Mortgage Group (NI) Ltd (no longer approved here)

    FRN 232427

    • (13)Employed By (10 Mar 2010 to 9 Apr 2015)
  • CRN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 402441

    • CF30 Customer (15 Jan 2009 to 10 Aug 2009)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF21 Investment Adviser (14 Jan 2005 to 4 Aug 2007)
    • CF22 Investment Adviser (Trainee) (6 Oct 2004 to 14 Jan 2005)
  • Prudential Pensions Limited (no longer approved here)

    FRN 110434

    • CF21 Investment Adviser (6 Sep 2004 to 31 Dec 2005)
    • CF22 Investment Adviser (Trainee) (19 May 2003 to 6 Sep 2004)
  • The Prudential Assurance Company Limited (no longer approved here)

    FRN 139793

    • CF21 Investment Adviser (6 Sep 2004 to 31 Dec 2005)
    • CF22 Investment Adviser (Trainee) (19 May 2003 to 6 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (13)Employed By at The Mortgage Group (NI) Ltd