Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 155241

    • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2020)
    • CF1 Director (19 Apr 2017 to 8 Dec 2019)
  • Prudential Pensions Limited (no longer approved here)

    FRN 110434

    • CF1 Director (16 Dec 2009 to 1 Jan 2014)
    • CF29 Significant management (1 Nov 2007 to 15 Dec 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (25 May 2006 to 31 Oct 2007)
  • M&G Investment Management Limited (no longer approved here)

    FRN 119328

    • CF30 Customer (1 Nov 2007 to 17 Feb 2014)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • The Prudential Assurance Company Limited (no longer approved here)

    FRN 139793

    • CF29 Significant management (1 Nov 2007 to 14 Feb 2014)
    • CF16 Significant Mgt (Desgntd Investment Business) (25 May 2006 to 31 Oct 2007)
  • Prudential Lifetime Mortgages Limited (no longer approved here)

    FRN 119350

    • CF1 Director (7 Aug 2007 to 1 Jan 2014)
    • CF16 Significant Mgt (Desgntd Investment Business) (25 May 2006 to 9 Aug 2006)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF16 Significant Mgt (Desgntd Investment Business) (25 May 2006 to 9 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.