John Warburton

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

The Prudential Assurance Company Limited (no longer approved here)
FRN 139793
- SIMF7 Group Entity Senior Insurance Manager Function (6 Mar 2017 to 22 Sep 2017)
- Responsible for Insurance Mediation (6 Mar 2017 to 10 Aug 2017)
- CF29 Significant management (2 Jan 2013 to 7 Nov 2016)
Prudential Pensions Limited (no longer approved here)
FRN 110434
- CF29 Significant management (16 Jun 2014 to 22 Sep 2017)
- Responsible for Insurance Mediation (16 Jun 2014 to 10 Aug 2017)
Prudential Lifetime Mortgages Limited (no longer approved here)
FRN 119350
- CF29 Significant management (16 Jun 2014 to 22 Sep 2017)
Prudential Distribution Limited (no longer approved here)
FRN 194709
- CF1 Director (2 Aug 2013 to 22 Sep 2017)
- Responsible for Insurance Mediation (19 Jun 2013 to 10 Aug 2017)
- CF29 Significant management (21 Jan 2013 to 2 Aug 2013)
M&G ADVICE PARTNERS LIMITED (no longer approved here)
FRN 584256
- CF1 Director (2 Aug 2013 to 22 Sep 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.