Date authorised
1 April 2013
Companies House
SC212640
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Fenchurch Avenue
    London
    EC3M 5AG
    UNITED KINGDOM
    Phone
    +440800000000
  • Complaints Contact

    5 Central Way
    Kildean Business Park
    Stirling
    FK8 1FT
    UNITED KINGDOM
    Phone
    +4403456710110

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jonathan Alastair Victor Young

    IRN JAY01018

    • CF30 Customer (2 Mar 2012 to 9 Sep 2013)
  • Jonathan David Kempson

    IRN JDK01041

    • CF30 Customer (17 May 2011 to 9 Sep 2013)
    • CF21 Investment Adviser (10 Jan 2005 to 30 Jun 2005)
  • Jonathan West

    IRN JXW00110

    • [FCA CF] Significant management (24 Aug 2020 to 31 Dec 2023)
  • Joseph Morris Felton

    IRN JMF00037

    • CF30 Customer (21 May 2012 to 9 Sep 2013)
  • Judith Nicol

    IRN JMN01078

    • [FCA CF] Significant management (since 14 Nov 2024)
  • Julian James Mobsby

    IRN JJM01252

    • CF30 Customer (8 May 2012 to 9 Sep 2013)
  • Julian John Adams

    IRN JJA01054

    • SMF7 Group Entity Senior Manager (6 Apr 2020 to 1 Nov 2021)
  • Karen Burroughs

    IRN KLG01036

    • CF30 Customer (3 Sep 2012 to 9 Sep 2013)
  • Karen Connell

    IRN KXC01648

    • [FCA CF] Manager of certification employee (15 Feb 2023 to 26 Oct 2023)
    • [FCA CF] Significant management (25 Feb 2022 to 26 Oct 2023)
    • SMF5 Head of Internal Audit (9 Dec 2019 to 25 Feb 2022)
    • CF28 Systems and controls (6 Mar 2018 to 8 Dec 2019)
  • Karen Elizabeth McLeod

    IRN KES00013

    • CF30 Customer (31 Oct 2012 to 9 Sep 2013)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Columbus One Ltd (no longer appointed)

    FRN 467136 · Appointed 25 Apr 2007 · Until 1 Feb 2008

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.