Prudential Distribution Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
10 Fenchurch AvenueLondonEC3M 5AGUNITED KINGDOM- Phone
- +440800000000
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Complaints Contact
5 Central WayKildean Business ParkStirlingFK8 1FTUNITED KINGDOM- Phone
- +4403456710110
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Jonathan Alastair Victor Young
IRN JAY01018
- CF30 Customer (2 Mar 2012 to 9 Sep 2013)
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Jonathan David Kempson
IRN JDK01041
- CF30 Customer (17 May 2011 to 9 Sep 2013)
- CF21 Investment Adviser (10 Jan 2005 to 30 Jun 2005)
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Jonathan West
IRN JXW00110
- [FCA CF] Significant management (24 Aug 2020 to 31 Dec 2023)
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Joseph Morris Felton
IRN JMF00037
- CF30 Customer (21 May 2012 to 9 Sep 2013)
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Judith Nicol
IRN JMN01078
- [FCA CF] Significant management (since 14 Nov 2024)
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Julian James Mobsby
IRN JJM01252
- CF30 Customer (8 May 2012 to 9 Sep 2013)
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Julian John Adams
IRN JJA01054
- SMF7 Group Entity Senior Manager (6 Apr 2020 to 1 Nov 2021)
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Karen Burroughs
IRN KLG01036
- CF30 Customer (3 Sep 2012 to 9 Sep 2013)
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Karen Connell
IRN KXC01648
- [FCA CF] Manager of certification employee (15 Feb 2023 to 26 Oct 2023)
- [FCA CF] Significant management (25 Feb 2022 to 26 Oct 2023)
- SMF5 Head of Internal Audit (9 Dec 2019 to 25 Feb 2022)
- CF28 Systems and controls (6 Mar 2018 to 8 Dec 2019)
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Karen Elizabeth McLeod
IRN KES00013
- CF30 Customer (31 Oct 2012 to 9 Sep 2013)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.