Karen Connell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • [FCA CF] Manager of certification employee (15 Feb 2023 to 26 Oct 2023)
    • [FCA CF] Significant management (25 Feb 2022 to 26 Oct 2023)
    • SMF5 Head of Internal Audit (9 Dec 2019 to 25 Feb 2022)
    • CF28 Systems and controls (6 Mar 2018 to 8 Dec 2019)
  • Prudential Lifetime Mortgages Limited (no longer approved here)

    FRN 119350

    • [FCA CF] Manager of certification employee (11 Aug 2022 to 26 Oct 2023)
    • [FCA CF] Significant management (11 Aug 2022 to 26 Oct 2023)
    • SMF5 Head of Internal Audit (9 Dec 2019 to 10 Aug 2022)
    • CF28 Systems and controls (6 Mar 2018 to 8 Dec 2019)
  • Investment Funds Direct Limited (no longer approved here)

    FRN 114432

    • [FCA CF] Manager of certification employee (1 Dec 2021 to 26 Oct 2023)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • SMF5 Head of Internal Audit (9 Dec 2019 to 26 Oct 2023)
    • CF28 Systems and controls (6 Mar 2018 to 8 Dec 2019)
  • Prudential Pensions Limited (no longer approved here)

    FRN 110434

    • SMF5 Head of Internal Audit (10 Dec 2018 to 26 Oct 2023)
    • SIMF5 Head of Internal Audit Function (29 Mar 2018 to 9 Dec 2018)
  • The Prudential Assurance Company Limited (no longer approved here)

    FRN 139793

    • SMF5 Head of Internal Audit (10 Dec 2018 to 26 Oct 2023)
    • SIMF5 Head of Internal Audit Function (29 Mar 2018 to 9 Dec 2018)

Recent activity

Updates to this individual's record on the FCA register.

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