Joseph Morris Felton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G ADVICE PARTNERS LIMITED

    FRN 584256

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 2 Apr 2020)
    • Appointed representative dealing with clients for which they require qualification (since 1 Feb 2020)
    • CF1 Director (AR) (since 17 Dec 2019)
    • CF30 Customer (9 Sep 2013 to 8 Dec 2019)
  • Felton Financial Planning Ltd

    FRN 918186

    • (1)Employed By (since 17 Dec 2019)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF30 Customer (21 May 2012 to 9 Sep 2013)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (28 Mar 2010 to 13 Apr 2012)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 29 Mar 2010)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.