Jonathan David Kempson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

M&G ADVICE PARTNERS LIMITED (no longer approved here)
FRN 584256
- CF30 Customer (9 Sep 2013 to 16 Jan 2016)
Prudential Distribution Limited (no longer approved here)
FRN 194709
- CF30 Customer (17 May 2011 to 9 Sep 2013)
- CF21 Investment Adviser (10 Jan 2005 to 30 Jun 2005)
Prudential Pensions Limited (no longer approved here)
FRN 110434
- CF21 Investment Adviser (21 Jul 2004 to 30 Jun 2005)
- CF22 Investment Adviser (Trainee) (28 May 2002 to 21 Jul 2004)
The Prudential Assurance Company Limited (no longer approved here)
FRN 139793
- CF21 Investment Adviser (21 Jul 2004 to 30 Jun 2005)
- CF22 Investment Adviser (Trainee) (28 May 2002 to 21 Jul 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.