Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Prudential Pensions Limited
FRN 110434
- [FCA CF] Manager of certification employee (since 14 Nov 2024)
- [FCA CF] Significant management (since 14 Nov 2024)
-
Prudential Lifetime Mortgages Limited
FRN 119350
- [FCA CF] Significant management (since 14 Nov 2024)
-
The Prudential Assurance Company Limited
FRN 139793
- [FCA CF] Manager of certification employee (since 14 Nov 2024)
- [FCA CF] Significant management (since 14 Nov 2024)
-
Prudential Distribution Limited
FRN 194709
- [FCA CF] Significant management (since 14 Nov 2024)
-
- [FCA CF] CASS oversight function (3 Aug 2023 to 1 Nov 2024)
- [FCA CF] Material risk taker (1 May 2023 to 1 Nov 2024)
- [FCA CF] Significant management (1 Nov 2022 to 1 Nov 2024)
- [FCA CF] Manager of certification employee (1 Nov 2022 to 1 Nov 2024)
-
- [FCA CF] Functions requiring qualifications (29 Apr 2019 to 12 Aug 2022)
- [FCA CF] Manager of certification employee (29 Apr 2019 to 12 Aug 2022)
-
- CF1 Director (22 Nov 2010 to 8 Mar 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.