Julian John Adams

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Investment Funds Direct Limited (no longer approved here)
FRN 114432
- SMF7 Group Entity Senior Manager (22 Dec 2020 to 1 Nov 2021)
Prudential Pensions Limited (no longer approved here)
FRN 110434
- SMF7 Group Entity Senior Manager (6 Apr 2020 to 1 Nov 2021)
M&G Investment Management Limited (no longer approved here)
FRN 119328
- SMF7 Group Entity Senior Manager (6 Apr 2020 to 1 Nov 2021)
- CF29 Significant management (12 Jan 2015 to 8 Dec 2019)
Prudential Lifetime Mortgages Limited (no longer approved here)
FRN 119350
- SMF7 Group Entity Senior Manager (6 Apr 2020 to 1 Nov 2021)
Prudential Distribution Limited (no longer approved here)
FRN 194709
- SMF7 Group Entity Senior Manager (6 Apr 2020 to 1 Nov 2021)
M&G ADVICE PARTNERS LIMITED (no longer approved here)
FRN 584256
- SMF7 Group Entity Senior Manager (6 Apr 2020 to 1 Nov 2021)
The Prudential Assurance Company Limited (no longer approved here)
FRN 139793
- SMF7 Group Entity Senior Manager (10 Dec 2018 to 1 Nov 2021)
- SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
- CF29 Significant management (12 Jan 2015 to 6 Mar 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.