Prudential Distribution Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
10 Fenchurch AvenueLondonEC3M 5AGUNITED KINGDOM- Phone
- +440800000000
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Complaints Contact
5 Central WayKildean Business ParkStirlingFK8 1FTUNITED KINGDOM- Phone
- +4403456710110
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Karl Anthony Bonworth
IRN KAB01095
- CF30 Customer (5 Mar 2012 to 9 Sep 2013)
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Kathryn Louise Norkett
IRN KLN00001
- CF30 Customer (3 Sep 2012 to 9 Sep 2013)
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Kathryn Swindley
IRN KXS01485
- CF19 Significant Mgt (Financial Resources) (28 Oct 2005 to 20 Oct 2006)
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Katie Helen White
IRN KHW00003
- CF30 Customer (7 May 2013 to 9 Sep 2013)
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Katy Suzanne Bailey
IRN KSH00003
- CF30 Customer (30 Oct 2012 to 9 Sep 2013)
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Keith Davies
IRN KXD01413
- SMF4 Chief Risk (9 Dec 2019 to 28 Feb 2020)
- CF28 Systems and controls (15 Nov 2017 to 8 Dec 2019)
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Keith William Lawrence
IRN KWL00003
- CF30 Customer (25 Feb 2010 to 1 Apr 2011)
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Kelvin Nunn
IRN KXN01106
- CF1 Director (27 Mar 2007 to 31 Mar 2012)
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Kevin David Stillman
IRN KDS00002
- CF30 Customer (3 Sep 2012 to 9 Sep 2013)
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Kevin Lawrence Gribben
IRN KXG01193
- CF30 Customer (5 Mar 2012 to 9 Sep 2013)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.