Karl Anthony Bonworth

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Succession Financial Management Limited

    FRN 225831

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 29 Jul 2024)
    • [FCA CF] Client dealing (since 29 Jul 2024)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Nov 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 6 Nov 2023)
    • CF1 Director (AR) (1 Jun 2015 to 3 Oct 2017)
    • CF30 Customer (1 Jun 2015 to 6 Nov 2023)
  • Zenith WM Limited (no longer approved here)

    FRN 518734

    • Employed By (23 Aug 2017 to 6 Nov 2023)
  • Bonworth Wealth Management Ltd (no longer approved here)

    FRN 697464

    • Employed By (22 May 2015 to 26 Sep 2017)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (9 Sep 2013 to 30 May 2015)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF30 Customer (5 Mar 2012 to 9 Sep 2013)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (22 Sep 2010 to 2 Mar 2012)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (20 Feb 2009 to 20 Aug 2010)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 28 Feb 2009)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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