Katy Suzanne Bailey

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G ADVICE PARTNERS LIMITED

    FRN 584256

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Aug 2020)
    • CF1 Director (AR) (since 12 Jun 2020)
    • CF30 Customer (since 12 Jun 2020)
    • [FCA CF] Functions requiring qualifications (2 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Client dealing (2 Jul 2020 to 14 Feb 2021)
    • CF30 Customer (9 Sep 2013 to 8 Dec 2019)
  • Kate Bailey Financial Planning Limited

    FRN 926688

    • (3)Employed By (since 12 Jun 2020)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF30 Customer (30 Oct 2012 to 9 Sep 2013)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (22 Dec 2008 to 30 Sep 2009)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (18 Apr 2002 to 6 May 2005)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

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